Receiver Reports

 

The Receiver makes periodic filings with the Court, including Receiver Reports. Receiver Reports generally outline the Receiver’s investigative efforts and identify the assets the Receiver has secured to date. Because of the confidential and sensitive nature of these ongoing efforts, and the need to remain focused on asset recovery, the Receiver is not able to provide continuous or up-to-the-minute updates at this time.

Status Reports Filed by the Receiver

Status Reports Filed by the Receiver
 

First Status Report of Receiver R.J. Zayed

December 30, 2009

 
 

Second Status Report of Receiver R.J. Zayed

March 4, 2010

 
 

Third Status Report of Receiver R.J. Zayed

May 5, 2010

 
 

Fourth Status Report of Receiver R.J. Zayed

July 16, 2010

 
 

Fifth Status Report of Receiver R.J. Zayed

September 13, 2010

 
 

Sixth Status Report of Receiver R.J. Zayed

November 15, 2010

 
 

Seventh Status Report of Receiver R.J. Zayed

January 14, 2011

 
 

Eighth Status Report of Receiver R.J. Zayed

April 7, 2011

 
 

Ninth Status Report of Receiver R.J. Zayed

June 28, 2011

 
 

Tenth Status Report of Receiver R.J. Zayed

September 13, 2011

 
 

Eleventh Status Report of Receiver R.J. Zayed

November 22, 2011

 
 

Twelfth Status Report of Receiver R.J. Zayed

February 29, 2012

 
 

Thirteenth Status Report of Receiver R.J. Zayed

August 8, 2012

 
 

Fourteenth Status Report of Receiver R.J. Zayed

January 31, 2013

 
 

Fifteenth Status Report of Receiver R.J. Zayed

August 22, 2013

 
 

Sixteenth Status Report of Receiver R.J. Zayed

April 4, 2014

 
 

Seventeenth Status Report of Receiver R.J. Zayed

November 25, 2015

 
 

Eighteenth Status Report of Receiver R.J. Zayed

January 12, 2017

 




Click here for other statements and correspondence by the Receiver

Click here for Motions and Orders relating to Fees

Click here for the Receivership Orders and related documents

 

Related Cases

R.J. Zayed v. Allen et al. ("Winning Investors"), 13-cv-1896 (D. Minn.)

R.J. Zayed v. Associated Bank, 13-cv-232 (D. Minn.)

Criminal cases

Other cases

 

Court Orders and Other Filings

(in cases 09-cv-3333, 09-cv-3332, 11-cv-574)
 
 
Orders and Other Filings

Date

Title


June 8, 2017

May 31, 2017

 

April 12, 2017
 

March 31, 2017
 

 

 

 
 


Order Approving Eighth Interim Distribution and Fourth Amended Final Claims List

Amended Notice of Motion for Order Approving Eighth Interim Distribution and Fourth Amended Final Claims List. Hearing scheduled for June 8, 2017 at 9:30 a.m.

Notice from Court cancelling the hearing on April 13, 2017. The hearing will be rescheduled in the near future.

Receiver's Motion for Order Approving Eighth Interim Distribution and Fourth Amended Final Claims List

Notice of Motion. Hearing scheduled for April 13, 2017 at 9:30 a.m.

Memorandum in Support

Declaration of Tara C. Norgard


August 29, 2016


 

 

May 2, 2016

 

April 27, 2016

 

April 15, 2016
 

April 15, 2016

April 15, 2016

March 10, 2016

 

March 10, 2016
 

February 18, 2016

 

February 8, 2016

 

November 4, 2015

 

 

 

December 7, 2015

 

 

 

April 9, 2015

 


June 5, 2015


Memorandum and Order Granting on Receiver's Motion for Summary Judgment for Return of Receivership Assets from Dennis Gorman and Patricia Edenborg-Gorman

Amended Judgment in a Civil Case

Civil Notice for Appeal Dates

Stipulated Amended Briefing Schedule for the Receiver's Motion for Summary Judgment for Return of Assets from Dennis Gorman and Patricia Edenborg-Gorman

Second Amended Notice of Motion for Summary Judgment for Return of Assets from Dennis Gorman and Patricia Edenborg-Gorman. The hearing is rescheduled for June 24, 2016 at 9:30 a.m.

Memorandum in Opposition to Receiver's Motion for Summary Judgement for Return of Assets from Dennis Gorman and Patricia Edenborg-Gorman

Affidavit of Patricia Edenborg-Gorman.

Affidavit of Hollie Beckman

Stipulated Amended Notice of Motion for Summary Judgment for Return of Assets from Dennis Gorman and Patricia Edenborg-Gorman and Briefing Schedule. The hearing is scheduled for May 6, 2016 at 9:30 a.m.

Notice of Appearance of Robert T. Kugler and Edwin H. Caldie as counsel of record for Dennis Gorman and Patricia Edenborg-Gorman.

Amended Notice of Motion for Summary Judgment for Return of Assets from Dennis Gorman and Patricia Edenborg-Gorman. The hearing is rescheduled to April 1, 2016 at 9:30 a.m.

Notice of Motion for Summary Judgment for Return of Assets from Dennis Gorman and Patricia Edenborg-Gorman. The hearing is rescheduled for March 18, 2016 at 9:00 a.m.

Motion for Summary Judgment for Return of Assets from Dennis Gorman and Patricia Edenborg-Gorman

Notice of Motion for Summary Judgment for Return of Assets from Dennis Gorman and Patricia Edenborg-Gorman. The hearing is scheduled for February 12, 2016 at 10:00 a.m.

Memorandum in Support of Receiver's Motion for Summary Judgment for Return of Assets from Dennis Gorman and Patricia Edenborg-Gorman

Declaration of Nathan Louwagie, Exhibits A-C

Notice Pursuant to LR 7.1(c)(3)(A)(ii) regarding Patricia Edenborg-Gorman and Dennis Gorman's request to the Court for a referral to the Pro Se Project

Summary Proceeding Petition for Return of Receivership Assets from Dennis Gorman and Patricia Edenborg-Gorman

Exhibits A-I

Gorman's Response to Summary Petition


March 17, 2015

 

 

 

 

November 12, 2015
 

December 3, 2015
 

April 16, 2015
 
 

October 23, 2015
 


SEC's Motion for Summary Judgment Against Defendants Kiley and Beckman

Notice of Hearing

Memorandum in Support

Declaration of John Birkenheier

Declaration of Luz Aguilar

Respondent Beckman's Response to Motion for Summary Judgment and to Proceed

SEC's Reply to Defendant Beckman's Pro Se Reponse to Plaintiff's Motion for Summary Judgment

Order Postponing Hearing on May 14, 2015. The Court will reschedule the motions hearing after the Eighth Circuit has issued its decision in the criminal appeals of Defendants Beckman and Kiley.

Amended Notice of Hearing for Summary Judgment Against Defendants Cook and Beckman. The hearing is rescheduled for December 11, 2015 at 10:00 a.m.


August 7, 2015


August 7, 2015

 


Motion of SEC for Third Modified Order of Preliminary Injunction, Asset Freeze, and Other Ancillary Relief and Memo in Support

Meet and Confer Statement


January 21, 2016

January 12, 2016

 

 

March 17, 2015

 

 

December 9, 2015


Amended Final Judgment as to Relief Defendant Oxford FX Growth, L.P.

Final Judgment as to Relief Defendant Market Shot, LLC

Final Judgment as to Relief Defendant PFG Coin and Bullion

Final Judgment as to Relief Defendant Oxford FX Growth, L.P.

SEC's Motion for Entry of Consent Judgments and Memorandum in Support

Meet and Confer Statement

Notice of Hearing

Consent of Defendant Trevor Cook d/b/a Crown Forex, LLC.


January 12, 2016

January 12, 2016
 

March 12, 2015
 
 

 

 

 

December 4, 2015
 


Judgment in a Civil Case against Defendant Kiley

Order granting Summary Judgment against Patrick Kiley, d/b/a Crown Forex LLC, Universal Brokerage FX and Universal Brokerage FX Diversified

CFTC's Motion for Summary Judgment and for a Permanent Injunction and Other Equitable Relief Against Defendant Kiley d/b/a Crown Forex, LLC, Universal Brokerage FX and Universal Brokerage FX Diversified

Notice of Hearing

Memorandum in Support

Appendix of Exhibits

Respondent Kiley's letter waiving his right to attend the hearing on December 11, 2015


May 5, 2015
 

March 17, 2015
 

 

 


Order to Dismiss Certain Relief Defendants Clifford Berg and Ellen Berg and Hollie Beckman is granted with prejudice.

SEC's Motion to Dismiss Claims Against Certain Relief Defendants and Memorandum in Support

Meet and Confer Statement

Notice of Hearing


May 5, 2015
 

April 21, 2015


March 10, 2015

 


Second Modified Redacted Order of Preliminary Injunction, Asset Freeze, and Other Ancillary Relief.  

Second Amended Notice of Hearing. The hearing has been rescheduled to take place at 8:30 a.m. on May 4, 2015

Motion of SEC for Second Modified Order of Preliminary Injunction, Asset Freeze and Other Ancillary Relief and Memo in Support

Notice of Hearing

 

December 19, 2014
 


Notice of Mailing of Receiver's Seventh Interim Distribution


December 18, 2014

          December 9, 2014

 

 

 
 


Order Approving Seventh Interim Distribution and Payment of Contingent Fee Counsel

Receiver's Motion for Order Approving Seventh Interim Distribution and Payment of Contingent Fee Counsel

Notice of Motion

Memorandum in Support

Declaration of Tara Norgard


October 15, 2014

          October 1, 2014

 

 

 
 

 


Order Approving the Sale of the Allowed PFG Claim

Motion Seeking Approval of Sale of the Receiver Estates' Claim in the Peregrine Financial Group, Inc. Bankruptcy

Notice of Motion

Memorandum in Support

Declaration of Angela J. Somers

Exhibits A-H

 

August 12, 2014

 
 

July 29, 2014
 

 

 

 
 

August 6, 2014

 


Order Authorizing Receiver to Proceed with Auction Sale of Claim in PFG Bankruptcy

Transcript of hearing held on Receiver’s Motion to Authorize Auction Sale of claim in the PFG bankruptcy.

Receiver's Motion Seeking the Entry of an Order Authorizing the Receiver to Sell the Receiver Estates’ Claim in the Peregrine Financial Group, Inc. ("PFG") Bankruptcy Case at an Auction to the Bidder with the Highest or Best Offer

Memorandum in Support

Declaration of William Reid

Exhibits A-G

SECs Response to Receiver’s Motion for an Order Authorizing Auction Sale of Claim in PFG Bankruptcy


April 7, 2014
 

March 13, 2014

March 10, 2014

 

 

 
 

 

April 2, 2014

April 3, 2014


Order Dismissing The Oxford Private Client Group, Jason Bo-Alan Beckman & Hollie Beckman v. Trevor Cook & Oxford Global Partners, 27-cv-09-21722 (Henn. Co.)

Order to Show Cause

Receiver's Motion for Order to Show Cause

Memorandum in Support

Affidavit of Tara Norgard

Exhibits A-H
Exhibits I-N

Proposed Order

Response of Hollie Beckman

Receiver's Reply


February 13, 2014

January 27, 2014

February 6, 2014

February 10, 2014


Order Denying Defendant Beckman's Motion to Proceed

Defendant Beckman's Motion to Proceed

SEC's Response to Defendant Beckman's Motion

Receiver's Response to Defendant Beckman's Motion


January 27, 2014

December 20, 2013
 

 

 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

January 2, 2014


Order Granting Partial Lift of Asset Freeze Order

Everest Insurance's Renewed Motion to Lift Asset Freeze to Permit Payment of Defense Costs

Memorandum in Support

Affidavit of Matthew Photis

Exhibit A
Exhibit B
Exhibit C
Exhibit D
Exhibit E
Exhibit F
Exhibit G
Exhibit H
Exhibit I
Exhibit J
Exhibit K
Exhibit L
Exhibit M
Exhibit N
Exhibit O

Receiver's Response


January 24, 2014


Notice of Mailing of Receiver's Sixth Interim Distribution


January 16, 2014

January 14, 2014
 

 

 
 


Order Approving Sixth Interim Distribution and Third Amended Final Claims List

Receiver's Motion for 6th Interim Distribution and 3rd Amended Final Claims List

Declaration of Joseph Kaczrowski

Exhibit A
Exhibit B



Click here for Selected Orders entered in 2013 and related filings

Click here for Selected Orders entered in 2012 and related filings

Click here for Selected Orders entered in 2011 and related filings

Click here for Selected Orders entered in 2010 and related filings

Click here for Selected Orders entered in 2009 and related filings