Receiver Orders

Click here to return to the Receiver Reports page (with current Orders and Filings)

 

On November 23, 2009, Chief Judge Michael J. Davis established a Receivership in the cases of United States Securities & Exchange Commission v. Cook et al., 09-cv-3333 (D. Minn.) and United States Commodities Futures Trading Commission v. Cook et al., 09-cv-3332 (D. Minn.). R.J. Zayed, an attorney with Carlson Caspers, and a former Assistant United States Attorney in the United States District Court for the District of Minnesota, is the appointed Receiver in both actions.

On March 8, 2011, Chief Judge Michael J. Davis also appointed R.J. Zayed as a Receiver in the case of United States Securities & Exchange Commission v. Beckman et al., 11-cv-00574 (D. Minn.).

The duties and responsibilities of the Receiver are fully defined in the Court Orders in each case.

 

Orders Appointing Receiver

Status Reports Filed by the Receiver

Date

Title


March 8, 2011


(SEC v. Beckman et al) Order Imposing Asset Freeze and Other Ancillary Relief and Setting Hearing on Motion for Preliminary Injunction


March 8, 2011


(SEC v. Beckman et al) Order Appointing Receiver


December 8, 2009


(SEC v. Cook et al) Order of Preliminary Injunction, Asset Freeze, and Other Ancillary Relief


December 11, 2009


(SEC v. Cook et al) Second Amended Order Appointing Receiver


December 11, 2009


(CFTC v. Cook et al) Order Continuing Appointment of the Temporary Receiver



 

Other Filings

Status Reports Filed by the Receiver

Date

Title


March 7, 2011


(SEC v. Beckman et al) Declaration of Luz Aguilar

Exhibit List
Exhibits 1-3
Exhibit 4
Exhibit 5
Exhibit 6
Exhibits 7-13
Exhibits 14-16
Exhibits 17-18
Exhibits 19-25


November 23, 2009


(SEC v. Cook et al) Declaration of Scott J. Hlavacek in Support of Plaintiff's Ex Parte Motion for Asset Freeze, Appointment of Receiver, and Other Emergency Relief

Exhibit List
Exhibits 1-10
Exhibits 11-24
Exhibits 25-27
Exhibit 28
Exhibits 29-37