Selected Court Orders and Other Filings (2012)

Click here to return to the Receiver Reports page (with current Orders and Filings)

Click here for Orders entered in 2013 and related filings

 
Status Reports Filed by the Receiver

Date

Title


September 13, 2012

August 22, 2012


Order Granting Receiver's Motion to Retain Outside Counsel

Receiver's Motion to Retain Outside Counsel for Purposes of Pursuing Claims Against Third Parties


August 16, 2012

September 6, 2011


Order Denying Everest's Motion to Lift Asset Freeze

Everest Insurance's Motion to Lift Asset Freeze Order to Permit Payment of Defense Costs


July 19, 2012

June 28, 2012

July 13, 2012


Order Denying Defendant Beckman's Motion

Defendant Beckman's Motion to Proceed

SEC's Response in Opposition to Defendant Beckman's Motion


July 19, 2012

July 13, 2012
 

July 18, 2012


Order Denying Defendant Beckman's Motion

Defendant Beckman's Motion for Relief for Rightful Property and Hardship

Receiver's Response in Opposition


July 13, 2012

June 29, 2012
 

July 5, 2012

July 6, 2012

July 12, 2012


Order Denying Defendant Kiley's Motion

Defendant Kiley's Motion to Refund Fee Held in Attorney Wold's Trust Account

Receiver's Response in Opposition

Defendant Kiley's Reply to Receiver's Opposition

Reply by Peter Wold


July 12, 2012

July 12, 2012


Order Granting Joint Motion to File Documents Under Seal

SEC's and Receiver's Joint Motion to File Documents Under Seal


June 27, 2012

June 28, 2012

June 15, 2012

May 4, 2012


Receiver's Notice of Withdrawal of Motion

Hearing Canceled

Hearing Continued

Receiver's Motion to Enforce Settlement Agreement with Frederick O'Connell

Memorandum in Support

Declaration of Joseph Kaczrowski in Support

Exhibit A
Exhibit A-1
Exhibit A-2
Exhibit A-3
Exhibit B
Exhibit C
Exhibit D
Exhibit E
Exhibit F
Exhibit G


June 18, 2012

June 6, 2012

June 1, 2012


Order Approving Stipulation for Partial Lift of Asset Freeze

Hearing Continued

Motion for Order Approving Stipulation

Stipulation for Partial Lift of Asset Freeze by the Receiver, CFTC, SEC, Everest, and FINRA Claimants

Notice of Hearing


May 8, 2012


Notice of Distribution of Proceeds from Settlements with Western and NRP


April 12, 2012
 

March 28, 2012


Order Approving Settlement Agreement with FINRA Claimants and Releasing from Escrow the Western Settlement Amount

Motion for Order Approving Settlement Agreement with FINRA Claimants

Exhibit A


March 29, 2012


Notice of Mailing of Receiver's Third Interim Distribution


March 23, 2012

March 9, 2012


Order Entering Second Amended Final Claims List

Motion to Enter Second Amended Final Claims List

Memorandum in Support

Declaration of Joseph Kaczrowski

Exhibit A
Exhibit B
Exhibit C


March 23, 2012
 

March 12, 2012


Order Approving Distribution of Proceeds from Settlements with Western and NRP

Motion to Approve Distribution of Settlement Proceeds


March 23, 2012
 

March 9, 2012


Order Approving Settlement Agreement and Barring the Filing and Prosecution of Released Claims Against NRP Financial, Inc.

Motion for Approval of NRP Settlement

Memorandum in Support

Exhibit A


March 22, 2012

February 24, 2012
 

February 21, 2012

 

February 23, 2012

February 23, 2012


Supplemental Order Concerning Order Approving Third Interim Distribution

Order Approving Partial Settlement with FINRA Claimants, Releasing Certain Funds from Escrow and Approving Third Interim Distribution

Motion for Approval of Partial Settlement and Third Interim Distribution

Exhibit A

Defendant Beckman's Motion for Continuance

Receiver's Opposition to Beckman Motion for Continuance


January 20, 2012
 

January 13, 2012


Order Approving Settlement Agreement and Barring the Filing and Prosecution of Released Claims Against Western International Securities, Inc.

Motion for Approval of Western Settlement

Memorandum in Support

Exhibit A



Click here for Orders entered in 2011 and related filings

Click here for Orders entered in 2010 and related filings

Click here for Orders entered in 2009 and related filings

 

As noted above, the Receiver has posted Selected Orders and Filings from 2012 on this page.  Other documents are available from the Court. 
The United States District Court for the District of Minnesota has posted the Orders filed in these cases.  Click here to visit the Court's website.  Orders posted in the specific cases can be found here: