Receiver Filings
The Receiver will make periodic filings with the Court, including Receiver Reports. Receiver Reports generally will outline the Receiver’s investigative efforts and identify the assets the Receiver has secured to date. Because of the confidential and sensitive nature of these ongoing efforts, and the need to remain focused on asset recovery, the Receiver is not able to provide continuous or up-to-the-minute updates at this time.
Documents on this page are relevant to:
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SEC v. Cook et al., 09-cv-3333 (D. Minn.); and
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CFTC v. Cook et al., 09-cv-3332 (D. Minn.).
This page was last updated on August 25, 2010 at 9:20 p.m. CDT.
Status Reports Filed by the Receiver
Title |
Filing Date |
Supporting documents |
|
December 30, 2009 |
None |
|
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Second Status Report of Receiver R.J. Zayed (SEC & CFTC)† |
March 4, 2010 |
None |
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Third Status Report of Receiver R.J. Zayed (SEC & CFTC)† |
May 5, 2010 |
None |
|
Fourth Status Report of Receiver R.J. Zayed (SEC & CFTC)† |
July 16, 2010 |
None |
Receiver Statements
Title |
Date |
Supporting documents |
|
Statement of the Receiver at March 29, 2010 Hearing Before Chief Judge Michael J. Davis on Receiver’s Motion to Approve Payment of Fees Incurred for the Month of February 2010 (SEC & CFTC)† |
March 29, 2010 |
None |
|
Statement of the Receiver following his April 23, 2010 meeting with Trevor Gilson Cook (SEC & CFTC)† |
April 26, 2010 |
None |
|
Statement of Receiver R.J. Zayed (SEC & CFTC)† |
August 4, 2010 |
None |
Select Documents Filed by the Receiver
Title |
Date |
Supporting documents |
|
Receiver's Settlement and Stipulation with John Dzik (SEC & CFTC)† |
August 25, 2010 |
|
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Receiver's Motion for a Rule to Show Cause against L. Edward Baker (SEC & CFTC)† |
August 11, 2010 |
|
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Petition for Return of Receivership Assets from Gina Cook (SEC & CFTC)† |
July 27, 2010 |
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Petition for Return of Receivership Assets from Investor Respondents (SEC & CFTC)† |
July 23, 2010 |
|
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Petition for Return of Receivership Assets from Respondent Wells Fargo Home Mortgage (SEC & CFTC)† |
July 23, 2010 |
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Petition for Return of Receivership Assets from Respondent New York Community Bank (SEC & CFTC)† |
July 23, 2010 |
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Receiver's Motion for an Order Allowing Summary Proceedings (SEC & CFTC)† |
July 9, 2010 |
|
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Receiver's Motion for Relief From Automatic Stay (In re Lynn E. Baker, Case No. 10-44428 (D. Minn.))† |
July 7, 2010 |
Lynn E. Baker's Opposition to Receiver's Motion for Relief, filed July 16, 2010 (In re Lynn E. Baker, Case No. 10-44428 (D. Minn.))† Receiver's Reply, filed July 21, 2010 (In re Lynn E. Baker, Case No. 10-44428 (D. Minn.))† |
|
Receiver's Motion to Compel Wells Fargo to Return Receivership Funds (SEC & CFTC)† |
June 2, 2010 |
Notice of Withdrawal of Motion (based on return of funds), filed June 15, 2010 (SEC & CFTC)† |
|
Receiver's Motion to Sell Property, Authorize the Hiring of Real Estate Agent, and to Seek Canadian Order Authorizing Sale (SEC & CFTC) |
May 11, 2010 |
SEC's Response to the this Motion, filed May 21, 2010 (SEC & CFTC)† |
|
Receiver's Motion to Compel Clifford & Ellen Berg to Return Receivership Funds (SEC & CFTC)† |
May 5, 2010 |
SEC's Response to the this Motion, filed May 21, 2010 (SEC & CFTC)†
|
|
Receiver's Motion for a Rule to Show Cause Against Gina Cook (SEC & CFTC)† |
April 26, 2010 |
|
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Receiver's Motion for Sale of Certain Personal Property in its Possession (SEC & CFTC)† |
April 16, 2010 |
|
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Receiver's Motion to Authorize Sale of & Transfer of Title to Specific Assets of the Receivership (SEC & CFTC)† |
March 15, 2010 |
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Receiver's Motion to Confirm Sale of Van Dusen Mansion Property (SEC & CFTC)† |
March 15, 2010 |
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Reply of the Receiver in Support of Motion to Seize Assets and Inspect Forthwith the Residence of Gina and Trevor Cook (SEC | CFTC)† |
January 27, 2010 |
None |
|
Receiver's Memorandum of Law Regarding Trevor Cook's Waiver of Fifth Amendment Protections (SEC | CFTC)† |
January 15, 2010 |
|
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Receiver’s Motion to Authorize Hiring Real Estate Agents and to Publish Notice of Offers for Sale (SEC | CFTC)† |
January 13, 2010 |
|
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Receiver’s Motion for Sale of Personal Property (SEC | CFTC)† |
January 12, 2010 |
Select Court Orders
Title |
Date Issued |
|
Court's Order to Show Cause (SEC & CFTC)† |
August 12, 2010 |
|
Court's Order on the Receiver's Motion for Relief from the Automatic Stay (In re Lynn E. Baker, Case No. 10-44428 (D. Minn.))† |
July 22, 2010 |
|
Order Allowing Summary Proceedings (SEC & CFTC)† |
July 20, 2010 |
|
Notice of Sentencing (United States v. Trevor Gilson Cook, No. 0:10-cr-00075 (JMR) (D. Minn.))† |
July 16, 2010 |
|
Notice of Sentencing (United States v. Trevor Gilson Cook, No. 0:10-cr-00075 (JMR) (D. Minn.))† |
June 16, 2010 |
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Order on Receiver's Motions regarding the Bergs (SEC & CFTC)† |
June 16, 2010 |
|
Order Granting Receiver's Motions regarding Property in Canada (SEC & CFTC)† |
June 1, 2010 |
|
Order Granting Receiver's Motions for Sale of Personal Property in its Possession (SEC & CFTC)† |
May 28, 2010 |
|
Order Granting Receiver's Motions for Sale of Certain Personal Property in its Possession (SEC & CFTC)† |
May 6, 2010 |
|
Order regarding Gina Cook (SEC & CFTC)† |
April 27, 2010 |
|
Order Authorizing Sale of & Transfer of Title to Specific Assets of the Receivership (SEC & CFTC)† |
March 29, 2010 |
|
Order Confirming the Private Sale of the Van Dusen Mansion Property (SEC & CFTC)† |
March 29, 2010 |
|
Order Authorizing the Receiver to Seize Assets and Inspect Forthwith the Residence of Gina & Trevor Cook (SEC | CFTC)† |
January 28, 2010 |
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Order Holding Defendant Trevor Cook in contempt of the Court’s Asset Freeze Orders (SEC | CFTC)† |
January 25, 2010 |
|
January 21, 2010 |
|
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Order Granting Receiver's Motions for Sale of Certain Personal Property in its Possession (SEC | CFTC)† |
January 13, 2010 |
Motions Related to Fees
Title |
Date |
Supporting documents |
|
Receiver's Motion to Approve Payment of Fees (SEC & CFTC)† |
July 26, 2010 |
CFTC's Response to the this Motion, filed July 28, 2010 (SEC | CFTC)† |
|
Receiver's Motion to Approve Payment of Fees (SEC & CFTC)† |
June 23, 2010 |
CFTC's Response to the this Motion, filed June 24, 2010 (SEC | CFTC)† |
|
Receiver's Motion to Approve Payment of Fees (SEC & CFTC)† |
May 18, 2010 |
SEC's Response to the this Motion, filed May 21, 2010 (SEC & CFTC)† |
|
Receiver's Motion to Approve Payment of Fees (SEC & CFTC)† |
April 12, 2010 |
|
|
Receiver's Motion to Approve Payment of Fees (SEC & CFTC)† |
March 16, 2010 |
|
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Receiver's Motion to Approve Payment of Fees (SEC & CFTC)† |
February 16, 2010 |
|
|
January 19, 2010 |
||
|
December 16, 2009 |
Court Orders issued by Chief United States District Judge Michael J. Davis Related to Fees
Title |
Date Issued |
|
Court's Order on June 23, 2010 Fees Motion (SEC & CFTC)† |
June 30, 2010 |
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Court's Order on May 18, 2010 Fees Motion (SEC & CFTC)† |
May 28, 2010 |
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Court's Order on April 12, 2010 Fees Motion (SEC & CFTC)† |
April 20, 2010 |
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Court's Order on March 16, 2010 Fees Motion (SEC & CFTC)† |
March 29, 2010 |
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Court's Order on February 16, 2010 Fees Motion (SEC & CFTC)† |
March 2, 2010 |
|
January 21, 2010 |
|
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Court's Order on December 16, 2009 Fees Motion (SEC | CFTC)† |
December 21, 2009 |
Miscelaneous Correspondence
Title |
Date Issued |
|
Receiver's letter to Millennium Trust Company, LLC† concerning valuation of assets |
March 10, 2010 |
Sentencing-Related Documents
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Defendant Trevor Gilson Cook's Sentencing Memorandum filed August 17, 2010.
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Letter from Paul J. Walsh, CPA to Counsel for Trevor Cook filed August 17, 2010.
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Government's Position Regarding Sentencing filed Augsut 20, 2010.
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Representations and Waiver of Statute of Limitations filed August 20, 2010.
† - Link opens in a new browser window.