Receiver Filings
The Receiver makes periodic filings with the Court, including Receiver Reports. Receiver Reports generally outline the Receiver’s investigative efforts and identify the assets the Receiver has secured to date. Because of the confidential and sensitive nature of these ongoing efforts, and the need to remain focused on asset recovery, the Receiver is not able to provide continuous or up-to-the-minute updates at this time.
Documents on this page are relevant to:
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SEC v. Cook et al., 09-cv-3333 (D. Minn.);
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CFTC v. Cook et al., 09-cv-3332 (D. Minn.);
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SEC v. Beckman et al., 11-cv-574 (D. Minn.);
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.);
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R.J. Zayed et al., v. Michael Kabarec, 11-cv-1104 (D. Minn.);
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R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.);
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R.J. Zayed v. NRP Financial Inc., 12-cv-35 (D. Minn.); and
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R.J. Zayed v. Peregrine Financial Group, Inc., 12-cv-269 (D. Minn.).
This page was last updated on May 8, 2012 at 12 PM CST.
Click here to view Status Reports Filed by the Receiver.
Click here to view Receiver Statements.
Click here to view Select Documents Filed by the Receiver.
Click here to view Select Documents Filed by Others.
Click here to view Select Court Orders.
Click here to view Motions Related to Fees.
Click here to view Court Orders issued by Chief USDC Judge Michael J. Davis Related to Fees.
Click here to view Miscellaneous Correspondence.
Click here to view Sentencing-Related Documents.
Status Reports Filed by the Receiver
Title |
Date |
Supporting Documents |
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Second Status Report of Receiver R.J. Zayed (SEC & CFTC) |
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Third Status Report of Receiver R.J. Zayed (SEC & CFTC) |
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Fourth Status Report of Receiver R.J. Zayed (SEC & CFTC) |
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Fifth Status Report of Receiver R.J. Zayed (SEC & CFTC) |
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Sixth Status Report of Receiver R.J. Zayed (SEC & CFTC) |
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Seventh Status Report of Receiver R.J. Zayed (SEC & CFTC) |
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Eighth Status Report of Receiver R.J. Zayed (SEC & CFTC) |
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Ninth Status Report of Receiver R.J. Zayed (SEC & CFTC) |
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Tenth Status Report of Receiver R.J. Zayed (SEC & CFTC) |
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Eleventh Status Report of Receiver R.J. Zayed (SEC & CFTC) |
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Twelfth Status Report of Receiver R.J. Zayed (SEC & CFTC) |
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Receiver Statements
Title |
Date |
Supporting Documents |
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Statement of the Receiver at March 29, 2010 Hearing Before Chief Judge Michael J. Davis on Receiver’s Motion to Approve Payment of Fees Incurred for the Month of February 2010 (SEC & CFTC) |
March 29, 2010 |
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Statement of the Receiver following his April 23, 2010 meeting with Trevor Gilson Cook (SEC & CFTC) |
April 23, 2010 |
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Statement of Receiver R.J. Zayed (SEC & CFTC) |
August 4, 2010 |
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Statement of the Receiver following his October 5 & 6, 2010 meeting with Trevor Gilson Cook (SEC & CFTC) |
October 20, 2010 |
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Statement of the Receiver regarding Seized Assets |
January 12, 2011 |
Select Documents Filed by the Receiver
Title |
Date |
Supporting Documents |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook |
May 8, 2012 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook |
May 4, 2012 |
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R.J. Zayed v. NRP Financial, Inc., 12-cv-35 |
May 4, 2012 |
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R.J. Zayed et al., v. David Buysse et al., |
April 30, 2012 |
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R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.): Stipulation to Amend Complaint (Zayed v. Arch) |
April 24, 2012 |
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R.J. Zayed et al., v. David Buysse et al., |
April 12, 2012 |
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R.J. Zayed et al., v. David Buysse et al., |
April 5, 2012 |
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R.J. Zayed v. Peregrine Financial Group, Inc., 12-cv-269 (D. Minn.): Memorandum in Opposition to PFG's Motion to Transfer Venue (Zayed v. PFG) |
April 2, 2012 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook |
March 29, 2012 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Motion for Order Approving Settlement Agreement with FINRA Claimants and Releasing from Escrow the Western Settlement Amount (SEC & CFTC) |
March 28, 2012 |
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R.J. Zayed v. Peregrine Financial Group, Inc., |
March 26, 2012 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Memorandum in Support of Receiver's Motion to Exclude Testimony of Steven M. Adams (Zayed v. Buysse) |
March 15, 2012 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Motion to Approve Distribution of Proceeds from Settlements with Western and NRP (SEC & CFTC) |
March 12, 2012 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Motion to Enter Second Amended Final Claims List (SEC & CFTC) |
March 9, 2012 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Motion for Approval of Settlement and Barring the Filing and Prosecution of Released Claims Against NRP Financial (SEC & CFTC) |
March 9, 2012 |
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R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.): Joint Stipulation to Extend Expert Disclosure Deadline (Zayed v. Arch) |
March 9, 2012 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): Receiver's Opposition to Beckman's Motion for Continuance (SEC) |
February 23, 2012 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook |
February 21, 2012 |
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R.J. Zayed v. Peregrine Financial Group, Inc., |
February 1, 2012 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Receiver's Reply In Support of Receiver's Motion for Summary Judgment (Zayed v. Buysse) |
January 30, 2012 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook |
January 13, 2012 |
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R.J. Zayed et al., v. David Buysse et al., |
January 11, 2012 |
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R.J. Zayed et al., v. David Buysse et al., |
January 11, 2012 |
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R.J. Zayed et al., v. David Buysse et al., |
January 11, 2012 |
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R.J. Zayed v. NRP Financial, Inc., 12-cv-35 (D. Minn.): Complaint (Zayed v. NRP) |
January 5, 2012 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): Receiver's Opposition to Non-Party Everest Indemnity Insurance Company's Motion to Lift Asset Freeze (SEC) |
December 29, 2011 |
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R.J. Zayed et al., v. Arch Insurance Company., |
December 28, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Receiver's Motion for Summary Judgment (Zayed v. Buysse) |
December 21, 2011 |
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R.J. Zayed et al., v. Michael Kabarec, 11-cv-1104 |
December 7, 2011 |
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R.J. Zayed et al., v. David Buysse et al., |
November 23, 2011 |
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R.J. Zayed et al., v. David Buysse et al., |
November 22, 2011 |
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R.J. Zayed et al., v. David Buysse et al., |
November 16, 2011 |
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R.J. Zayed et al., v. David Buysse et al., |
November 16, 2011 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): |
November 11, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
October 27, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
October 24, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
October 17, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
October 17, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
October 3, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
September 29, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
September 23, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
September 19, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
September 19, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al.,11-cv-574 (D. Minn.): Receiver's Motion to Retain Outside Counsel for Purposes of Pursuing Claims Against Third Parties (SEC & CFTC) |
September 16, 2011 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): Receiver's Reply to Beckman's Motion to Intervene and Responses Regarding the Proposed Disposition of Receivership Properties (SEC) |
September 14, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
September 13, 2011 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): Receiver's Motion for Leave to File Memorandum Regarding Motions Concerning Beckman Real Properties (SEC) |
September 13, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
September 8, 2011 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): Receiver's Motion to Confirm Sale of Paseo Del Lago Property (SEC) |
September 2, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
August 31, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
August 30, 2011 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): Receiver's Motion to Release Plymouth Property from Receivership and Asset Freeze Order (SEC) |
August 24, 2011 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): Receiver's Motion to Confirm Sale of Golf Drive Property (SEC) |
August 24, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion to Confirm Sale of South Haven Property (SEC & CFTC) |
August 18, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Notice of Mailing of Receiver's Second Interim Distribution (SEC & CFTC) |
August 2, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Stipulation and Joint Motion for Protective Order Concerning Documents Subpoenaed from Associated Bank (SEC & CFTC) |
August 2, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Receiver's Motion for an Order Approving Second Interim Distribution (SEC & CFTC) |
July 1, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Receiver's Motion to Enter First Amended Final Claims List (SEC & CFTC) |
July 1, 2011 |
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R.J. Zayed et al., v. Michael Kabarec, 11-cv-1104 (D. Minn.): Joint Status Report Related to Receiver's Complaint Against Michael P. Kabarec (Zayed v. Kabarec) |
July 22, 2011 |
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R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.): Summons Returned Executed by R.J. Zayed on Arch Insurance Company (Zayed v. Arch) |
June 29, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Receiver's Withdrawal of Motion for a Rule to Show Cause Against Charles Hendrickson (SEC & CFTC) |
June 15, 2011 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): |
June 10, 2011 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): |
June 8, 2011 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): |
June 3, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Response to Gina Berg Motion for Relief (SEC & CFTC) |
May 27, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Receiver's Motion to Authorize the Hiring of Real Estate Agents and to Publish Notice of Offers for Sale (SEC & CFTC) |
May 23, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Receiver's Reply Memorandum in Support of Motion to Enjoin Distribution of Settlement Proceeds to the FINRA Claimants (SEC & CFTC) |
May 20, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Receiver's Emergency Motion for an Order for a Rule to Show Cause Against Charles Hendrickson (SEC & CFTC) |
May 20, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Notice by R.J. Zayed of Mailing of Receiver's Supplemental Interim Distribution to Claimants with Adjusted Claims (SEC & CFTC) |
May 10, 2011 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): |
May 5, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Notice of Withdrawal of Motion to Enforce the Settlement Agreement with Grant Grzybowski (SEC & CFTC) |
May 2, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Receiver's Motion for Preliminary Injunction to Enjoin Distribution of Settlement Proceeds to the FINRA Claimants (SEC & CFTC) |
April 29, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Supplemental Declaration in Support of Receiver's Motion for Order Entering Recognized Claim Amounts for Five Disputed Claims (SEC & CFTC) |
April 28, 2011 |
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R.J. Zayed et al., v. Michael P. Kabarec, 11-cv-1104 |
April 27, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Notice of Withdrawal of Motion for Rule to Show Cause Against L .Edward Baker (SEC & CFTC) |
April 25, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Stipulation for Briefing Schedule for Receiver's Motion to Enjoin the Distribution of Certain Funds in Escrow (SEC & CFTC) |
April 22, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion to Enforce the Settlement Agreement with Grant Grzybowski (SEC & CFTC) |
April 22, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
April 18, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion for Order Entering Recognized Claim Amounts for Five Disputed Claims (SEC & CFTC) |
April 15, 2011 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): |
April 12, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
April 11, 2011 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): |
April 11, 2011 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): |
April 8, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Stipulation for Dismissal with Prejudice as to Petition and Amended Petition for Return of Receivership Assets (SEC & CFTC) |
March 30, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
March 25, 2011 |
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R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 |
March 25, 2011 |
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SEC v. Beckman et al., 11-cv-574 (D. Minn.): |
March 25, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Motion for Order Entering Recognized Claim Amounts and Approving Process for Judicial Resolution of Disputed Claims (SEC & CFTC) |
March 15, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion for Sale of Certain Personal Property in the Receiver's Possession (SEC & CFTC) |
February 25, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion to Approve Settlement Agreement and Release between the Receiver, Mesa Holdings, L. Baker and J. Stoebner (SEC & CFTC) |
February 23, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Stipulation for Dismissal with Prejudice for Summary Proceedings to Respondent Wells Fargo, N.A. (SEC & CFTC) |
January 12, 2011 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion for Sale of Personal Property in his Possession (SEC & CFTC) |
December 17, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Notice of Receiver's Withdrawal of Opposition to Trevor Cook's Motion to Purge Contempt (SEC & CFTC) |
December 3, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion to Approve Settlements with Core Alternative Investments and Individual Shareholders (SEC & CFTC) |
December 1, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion to Quash Subpoena Served by Certain Respondents (SEC & CFTC) |
November 24, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Notice of Mailing |
November 12, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Status Report for Receiver's Petition for Return of Assets from New York Community Bank (SEC & CFTC) |
November 5, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Status Report for Receiver's Petition for Return of Assets from Wells Fargo Home Mortgage (SEC & CFTC) |
November 5, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion to Confirm |
October 18, 2010 |
____________________________ CFTC Response to Receiver Motion to Confirm Sale of Rainy Lake Property filed Oct. 21, 2010 (CFTC) |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion for an Order Approving Interim Distribution Plan (SEC & CFTC) |
October 18, 2010 |
_____________________________ CFTC Response to Receiver Motion for an Order Approving Interim Distribution Plan filed Oct. 21, 2010 (CFTC) |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion to Confirm Sale of Tiffany Court Property (SEC & CFTC) |
October 13, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver/Appellant's Reply Brief in Support of Reversal of Order Denying Relief From Automatic Stay (In re Zayed v. Baker, Case No. 10-CV-37911) |
October 12, 2010
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Notice of Dismissal of Gina Cook Claim (SEC & CFTC) |
October 1, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Notice of Dismissal of John Dzik Claim (SEC & CFTC) |
October 1, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Opposition to Trevor Cook's Motion to Purge Contempt (SEC & CFTC) |
September 24, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Settlement & Stipulation with Gina Cook (SEC & CFTC) |
September 24, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Opposition to Respondents' Motion to Dismiss (SEC & CFTC) |
September 23, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion to Transfer Funds (SEC & CFTC) |
September 16, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion to Sell Certain Coins (SEC & CFTC) |
September 3, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Settlement and Stipulation with John Dzik (SEC & CFTC) |
August 25, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion for a Rule to Show Cause Against L. Edward Baker (SEC & CFTC) |
August 11, 2010 |
Baker Response Memorandum (SEC & CFTC)
Receiver's Reply Memorandum (SEC & CFTC)
Baker Supplemental Memorandum (SEC & CFTC)
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Petition for Return of Receivership Assets from Gina Cook (SEC & CFTC) |
July 27, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Petition for Return of Receivership Assets from Investor Respondents (SEC & CFTC) |
July 23, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Petition for Return of Receivership Assets from Respondent Wells Fargo Home Mortgage (SEC & CFTC) |
July 23, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Petition for Return of Receivership Assets from Respondent New York Community Bank (SEC & CFTC) |
July 23, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion for Order Allowing Summary Proceedings (SEC & CFTC) |
July 9, 2010 |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion to Compel Wells Fargo to Return Receivership Funds (SEC & CFTC) |
June 2, 2010 |
Notice of Withdrawal of Motion (SEC & CFTC) |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion to Sell Property, Authorize the Hiring of Real Estate Agent, and to Seek Canadian Order Authorizing Sale (SEC & CFTC) |
May 11, 2010 |
SEC's Response to the this Motion (SEC & CFTC) |
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SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion to Compel Clifford & Ellen Berg to Return Receivership Funds (SEC & CFTC) |
May 5, 2010 |
SEC's Response to the this Motion, filed May 21, 2010 (SEC & CFTC)
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion for a Rule to Show Cause Against Gina Cook (SEC & CFTC) |
April 26, 2010 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion for Sale of Certain Personal Property in its Possession (SEC & CFTC) |
April 16, 2010 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion to Authorize Sale of & Transfer of Title to Specific Assets of the Receivership (SEC & CFTC) |
March 15, 2010 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Motion to Confirm Sale of Van Dusen Mansion Property (SEC & CFTC) |
March 15, 2010 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Reply of the Receiver in Support of Motion to Seize Assets and Inspect Forthwith the Residence of Gina and Trevor Cook (SEC & CFTC) |
January 27, 2010 |
None |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver's Memorandum of Law Regarding Trevor Cook's Waiver of Fifth Amendment Protections (SEC & CFTC) |
January 15, 2010 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver’s Motion to Authorize Hiring Real Estate Agents and to Publish Notice of Offers for Sale (SEC & CFTC) |
January 13, 2010 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Receiver’s Motion for Sale of Certain Personal Property in its Possession (SEC & CFTC) |
January 12, 2010 |
|
Select Documents filed by Others
Title |
Date |
Supporting Documents |
|
R.J. Zayed v. Peregrine Financial Group, Inc., 12-cv-269 (D. Minn.): Defendant's Reply Memorandum in Support of Motion to Transfer Venue (Zayed v. PFG) |
April 16, 2012 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Reply Memorandum in Support of Motion to Exclude Testimony of Eric Golberg (Zayed v. Buysse) |
April 12, 2012 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Memorandum in Opposition to Receiver's Motion to Exclude Testimony of Steven Adams (Zayed v. Buysse) |
April 5, 2012 |
|
|
R.J. Zayed v. Peregrine Financial Group, Inc., |
March 23, 2012 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Memorandum in Support of Motion to Exclude Expert Testimony of Eric Golberg by Respondents (Zayed v. Buysse) |
March 15, 2012 |
|
|
R.J. Zayed v. Peregrine Financial Group, Inc., |
February 28, 2012 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Motion for Continuance on Receiver's Motion for Order Approving Partial Settlement with FINRA Claimants, Releasing Certain Funds from Escrow and Approving Interim Distribution by Jason Bo-Alan Beckman (SEC) |
February 23, 2012 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Response in Opposition to Motion for Attorney Fees Incurred by the Receiver by Jason Bo-Alan Beckman (SEC) |
February 17, 2012 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Dot Anderson's Reply Memorandum in Support of Motion for Summary Judgment (Zayed v. Buysse) |
January 30, 2012 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Reply Memorandum in Support of Motion for Summary Judgment (Zayed v. Buysse) |
January 30, 2012 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Motion to Exclude Expert Testimony of Eric Golberg (Zayed v. Buysse) |
January 12, 2012 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Dot Anderson's Memorandum in Opposition to Receiver's Motion for Summary Judgment (Zayed v. Buysse) |
January 11, 2012 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Memorandum in Opposition to Receiver's Motion for Summary Judgment (Zayed v. Buysse) |
January 11, 2012 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): |
December 29, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Motion for Summary Judgment (Zayed v. Buysse) |
December 21, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Motion for Summary Judgment by Respondent Dot Anderson (Zayed v. Buysse) |
December 21, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Letter to District Judge Regarding Word Count for Summary Judgment (Zayed v. Buysse) |
November 30, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondent Dot Anderson's Letter to District Judge Regarding Word Count for Summary Judgment (Zayed v. Buysse) |
November 30, 2011 |
|
|
R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.): Stipulation to Extend Pretrial Deadline (Zayed v. Arch) |
November 30, 2011 |
|
|
R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.): Stipulation for Protective Order (Zayed v. Arch) |
November 23, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): United States Securities and Exchange Commission Response in Opposition to Jason Bo-Alan Beckman's Motion for Limited Lifting of the Stay to Petition Court in Consideration for Living Expenses (SEC) |
November 15, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): |
November 7, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Appeal/Objection of Magistrate Judge Decision to District Judge re Order on Motion for Protective Order by Respondent Dot Anderson (Zayed v. Buysse) |
November 3, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Appeal/Objection of Magistrate Judge Decision to District Judge re Order on Motion for Protective Order by Respondents' (Zayed v. Buysse) |
November 3, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Stipulation and Joint Motion to Extend Expert Deposition Deadline (Zayed v. Buysse) |
October 28, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Memorandum of Law in Opposition to Receiver's Motion to Compel Discovery Requests (Zayed v. Buysse) |
October 24, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondent Dot Anderson's Memorandum of Law in Opposition to Receiver's Motion to Compel Discovery Requests (Zayed v. Buysse) |
October 24, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondent Dot Anderson's Motion to Compel the Receiver to Provide Responses to Discovery Requests (Zayed v. Buysse) |
October 17, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondent Dot Anderson's Memorandum of Law in Opposition to Receiver's Second Amended Motion for Protective Order Barring Respondents from Deposing the Receiver (Zayed v. Buysse) |
September 27, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondent Dot Anderson's Memorandum of Law In Opposition to Receiver's First Motion for Protective Order Barring Respondents from Deposing the Receiver (Zayed v. Buysse) |
September 27, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Memorandum of Law in Opposition to Receiver's Second Motion for Protective Order Barring Respondents from Deposing the Receiver (Zayed v. Buysse) |
September 26, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): CFTC Response to Motion to Retain Outside Counsel for Purposes of Pursuing Claims Against Third Parties (SEC & CFTC) |
September 21, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Response to Motion to Release Plymouth Property from Receivership and Asset Freeze Order (SEC) |
September 8, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Motion to Intervene and Protect Interests of a Present Non-Party, by Robert and Dianne Birk (SEC) |
September 8, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Response to Motion to Confirm Sale of Golf Drive Property by Jason Bo-Alan Beckman (SEC) |
September 8, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Response to Motion to Confirm Sale of Paseo Del Lago Property by Jason Bo-Alan Beckman (SEC) |
September 8, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v, Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Jason Bo-Alan Beckman Response to United States of America's Motion to Intervene and Stay Proceedings (SEC & CFTC) |
September 6, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Motion to Lift Asset Freeze by Everest Indemnity Insurance Company (SEC) |
September 6, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): SEC Response to United States of America's Motion to Intervene and Stay Proceedings (SEC & CFTC) |
September 2, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): CFTC Response to Receiver's Motion for Attorney Fees Incurred by the Receiver (SEC & CFTC) |
September 2, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): FINRA Claimants Response to United States of America's Motion to Intervene and Stay Proceedings (SEC & CFTC) |
September 1, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): United States of America's Motion to Intervene and Stay Proceedings (SEC & CFTC) |
August 24, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Joint Stipulation to Extend Deadlines (Zayed v. Buysse) |
July 21, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): CFTC Response to Motion to Approve the Payment of Fees Incurred by the Receiver (SEC & CFTC) |
July 21, 2011 |
|
|
R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.): Stipulation to Extend Time to Answer Complaint (Zayed v. Arch) |
July 12, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Joint Report of Rule 26(f) Planning Meeting (SEC) |
July 8, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): CFTC Response to Motion to Approve the Payment of Fees Incurred by the Receiver (SEC & CFTC) |
June 20, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Motion for Admission Pro Hac Vice for H. Nasif Mahmoud by P. Kiley (SEC & CFTC) |
June 16, 2011 |
|
|
R.J. Zayed et al., v. Michael Kabarec, 11-cv-1104 (D. Minn.): Answer to Receiver's Complaint (Zayed v. Kabarec) |
June 10, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Letter to Magistrate Judge by Respondents (Zayed v. Buysse) |
June 8, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Response to Receiver's Motion to Authorize Hiring of Real Estate Agents and to Publish Notice of Offers for Sale by Jason Bo-Alan Beckman (SEC) |
June 3, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Securities and Exchange Commission's Response to Receiver's Motion to Enjoin Distribution of Settlement Proceeds to the FINRA Claimants (SEC & CFTC) |
June 2, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Motion for Leave to Depose Trevor Cook (Zayed v. Buysse) |
May 27, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Sur-Reply in Opposition to Receiver's Motion to Enjoin Distribution of Settlement Proceeds to the FINRA Claimants (SEC & CFTC) |
May 27, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Defendant Kiley's Response to SEC's First Set of Requests to Admit (SEC & CFTC) |
May 25, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): |
May 24, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Gina Berg fka Gina Cook Motion for Relief from Order (SEC & CFTC) |
May 24, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Defendant Kiley's Response in Opposition to SEC Motion to Compel Discovery (SEC & CFTC) |
May 23, 2011 |
|
|
R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.): Complaint (Zayed v. Arch) |
May 20, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Defendant and Relief Defendant Beckman's Answer to Complaint (SEC) |
May 20, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): CFTC Response to Defendant Kiley's Brief in Support for Rule 11 Sanctions (SEC & CFTC) |
May 20, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Kiley's Brief in Support for Rule 11 Sanctions Against Attorney David Slovick (SEC & CFTC) |
May 19, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Opposition to Receiver's Motion to Approve the Payment of Fees by Jason Bo-Alan Beckman (SEC) |
May 13, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): FINRA Claimants Memorandum in Opposition to Receiver's Motion for Preliminary Injunction to Enjoin Distribution of Settlement Proceeds (SEC & CFTC) |
May 13, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Defendant Kiley's Answer to Complaint for Injunctive and Other Equitable Relief (SEC & CFTC) |
May 12, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): United States District Court, District of Minnesota Clerk's Entry of Default against Defendant Kiley upon Application of CFTC (SEC & CFTC) |
May 12, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Objections to Report and Recommendation (Zayed v. Buysse) |
May 9, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): United States Commodity Futures Trading Commission Request for Entry of Default against Defendant Kiley (SEC & CFTC) |
May 6, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): United States Commodity Futures Trading Commission Motion to Alter/Amend/Correct other Orders on Motion for Permanent Injunction (SEC & CFTC) |
May 5, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Stipulation to Extend Deadlines (Zayed v. Buysse) |
May 5, 2011 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): United States Securities and Exchange Commission Motion to Compel Against Defendant Kiley (SEC & CFTC) |
May 2, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Motion for Extension of Time to Extend Pretrial Scheduling Order (Zayed v. Buysse) |
April 28, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): United States Securities and Exchange Commission Response to Respondents' Motion to Compel (Zayed v. Buysse) |
April 18, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Memorandum in Opposition to Receiver's Motion to Compel Discovery (Zayed v. Buysse) |
April 18, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): United States of America's Response to Respondents' Motion to Compel (Zayed v. Buysse) |
April 18, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): United States of America's Motion and Notice of Motion for Protective Order (Zayed v. Buysse) |
April 18, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Motion to Compel (SEC & CFTC) |
April 11, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Stipulation between Receiver and the Beckman's Regarding Loan for Living and Medical Expenses (SEC) |
March 18, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Objection to Report and Recommendation re Amended Motion for Order to Dismiss Summary Proceedings (Zayed v. Buysse) |
March 11, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Response to Receiver's Petition for Return of Receivership Assets and Jury Trial Demand (Zayed v. Buysse) |
March 11, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Securities and Exchange Commission Motion for Order Imposing Preliminary Injunction, Asset Freeze and Other Ancillary Relief (SEC) |
March 11, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): |
March 9, 2011 |
|
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Plaintiff United States Securities and Exchange Commission Complaint (SEC) |
March 7, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Report and Recommendation on Respondents' Amended Motions for Order to Dismiss Summary Proceedings (Zayed v. Buysse) |
February 25, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Memorandum of Law in Opposition to United States of America's Motion to Intervene (Zayed v. Buysse) |
February 22, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): United States of America Motion to Intervene (Zayed v. Buysse) |
February 14, 2011 |
|
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Respondents' Memorandum of Law in Opposition to Receiver's Motion to Quash Subpoena served on a Third Party (Zayed v. Buysse) |
December 10, 2010 |
|
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3333 (D. Minn.): Trevor Cook's Reply Memorandum of Law in Support of Motion to Purge Contempt (SEC & CFTC) |
October 28, 2010 |
_______________________________ Receiver's Sur-Reply in Opposition to Trevor Cook's Motion to Purge Contempt of November 1, 2010 (SEC & CFTC)
SEC Sur-Reply in Opposition of November 1, 2010 (SEC) |
|
Trevor Cook's Motion to Purge Contempt (SEC & CFTC) |
September 10, 2010 |
Receiver's Opposition of September 24, 2010 (SEC & CFTC)
CFTC's Opposition of September 24, 2010 (SEC & CFTC) |
|
Steven & Pamela Cheney, David Buysse, Walter Defiel, Steven & Jenene Fredell, Michael & Jennifer Heise, Michael & Cynthia Hillesheim, Larry Hopfenspirger, Steven Kautzman, James McIntosh, George & Karen Morisset, Terry Frahm, and Reynold & Judy Sundstrom's Motion for an Order Dismissing Summary Proceedings. (SEC & CFTC) |
September 1, 2010 (as amended) |
Receiver's Opposition |
|
SEC v. Cook et al., 09-cv-3333 (D. Minn.): |
November 23, 2009 |
Select Court Orders
Title |
Date Issued |
|
R.J. Zayed v. NRP Financial Inc., 12-cv-35 (D. Minn.): Order Dismissing Case (Zayed v. NRP) |
May 7, 2012 |
|
R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.): Order on Stipulation to Amend Complaint (Zayed v. Arch) |
April 25, 2012 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order on Receiver's Motion to Approve Settlement Agreement with FINRA Claimants and Releasing From Escrow the Western Settlement Amount (SEC & CFTC) |
April 12, 2012 |
|
R.J. Zayed v. Peregrine Financial Group, Inc., 12-cv-269 (D. Minn.): Order Amending Briefing Schedule (Zayed v. PFG) |
April 3, 2012 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & |
March 23, 2012 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & |
March 23, 2012 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & |
March 23, 2012 |
|
R.J. Zayed et al., v. Peregrine Financial Group, Inc., 12-cv-269 (D. Minn.): |
March 23, 2012 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Supplemental Order Concerning Order Approving Third Interim Distribution (SEC & CFTC) |
March 22, 2012 |
|
R.J. Zayed et al., v. Peregrine Financial Group, Inc., 12-cv-269 (D. Minn.): Notice of Initial Pretrial Conference (Zayed v. PFG) |
March 19, 2012 |
|
R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.): Order on Stipulation to Extend Expert Disclosures Deadline (Zayed v. Arch) |
March 9, 2012 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order Approving Partial Settlement with FINRA Claimants, Releasing Certain Funds from Escrow and Approving Third Interim Distribution (SEC & CFTC) |
February 24, 2012 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & R.J. Zayed et al., v. Peregrine Financial Group, Inc. 12-cv-269 (D. Minn.): Order for Reassignment of Related Cases (SEC & CFTC, Zayed v. PFG) |
February 7, 2012 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order on Receiver's Motion for Approval of Settlement and Barring the Filing and Prosecution of Released Claims against Western International Securities, Inc. (SEC & CFTC) |
January 20, 2012 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order for Reassignment of Related Cases (SEC & CFTC) |
January 6, 2012 |
|
R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.): Order on Stipulation to Extend Pretrial Deadlines (Zayed v. Arch) |
January 6, 2012 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order on Motion for Limited Lifting of Stay to Petition Court in Consideration for Living Expenses (SEC) |
December 15, 2011 |
|
R.J. Zayed et al., v. Michael Kabarec, 11-cv-1104 (D. Minn.): Order for Dismissal With Prejudice (Zayed v. Kabarec) |
December 7, 2011 |
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Order and Memorandum on Respondents' Appeals to Magistrate Judge Noel's Order on Motion for Protective Order (Zayed v. Buysse) |
December 2, 2011 |
|
R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.): Order Granting Stipulation to Extend Pretrial Deadline (Zayed v. Arch) |
December 1, 2011 |
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Order on Receiver's Request Regarding Word Count for Summary Judgment and Amended Notice of Hearing (Zayed v. Buysse) |
December 1, 2011 |
|
R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.): |
November 29, 2011 |
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Order on Respondent Dot Anderson's Motion to Compel and Receiver's Motion to Compel Related to Receiver's Claims Against Certain Respondents (Zayed v. Buysse) |
November 7, 2011 |
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Order on Stipulation and Joint Motion to Extend Expert Deposition Deadline (Zayed v. Buysse) |
November 1, 2011 |
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Order on Second Amended Motion for Protective Order Against Respondents' Request to Depose the Receiver and Motion for Protective Order as to Respondent Anderson's Request to Depose the Receiver (Zayed v. Buysse) |
October 19, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3333 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order on Motion to Retain Counsel for Purposes of Pursuing Claims Against Third Parties (SEC & CFTC) |
October 19, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order on Motion to Intervene and Protect Interests of a Present, Non-Party, by Robert and Dianne Birk (SEC) |
September 21, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order Releasing Plymouth Property from Receivership and Asset Freeze Order (SEC) |
September 16, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order Confirming Sale of Golf Drive Property (SEC) |
September 16, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order Confirming Sale of Paseo Del Lago Property (SEC) |
September 16, 2011 |
|
R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.): Pretrial Scheduling Order (Zayed v. Arch) |
September 15, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order on Motion for Leave to File Reply/Surreply (SEC) |
September 14, 2011 |
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Order on Joint Stipulation to Extend Deadline (Zayed v. Buysse) |
September 12, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order on United States of America's Motion to Intervene and Stay Proceedings (SEC & CFTC) |
September 6, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order Confirming Sale of South Haven Property (SEC & CFTC) |
September 6, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Stipulated Protective Order between the Receiver and Associated Bank (SEC & CFTC) |
August 3, 2011 |
|
R.J. Zayed et al., v. Michael Kabarec, 11-cv-1104 (D. Minn.): Settlement Conference (Zayed v. Kabarec) |
August 2, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): First Amended Order Approving Second Interim Distribution (SEC & CFTC) |
August 1, 2011 |
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Order on Joint Stipulation to Extend Deadlines (Zayed v. Buysse) |
July 25, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order Entering First Amended Final Claims List (SEC & CFTC) |
July 22, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order Approving Second Interim Distribution (SEC & CFTC) |
July 22, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Pretrial Scheduling Order (SEC) |
July 21, 2011 |
|
R.J. Zayed et al., v. Arch Insurance Company, 11-cv-1319 (D. Minn.): Order to Extend Time to Answer Complaint (Zayed v. Arch) |
July 18, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on Gina Berg fka Gina Cook Motion for Relief from Order (SEC & CFTC) |
June 27, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Orders on Receiver's Motion to Authorize the Hiring of Real Estate Agents and to Publish Notice of Offers for Sale: Mission, TX (Beckman); South Haven, MN (SEC & CFTC) |
June 23, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order on Receiver's Motion for Sale of Certain Personal Property in his Possession (SEC) |
June 23, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on Motion for Admission Pro Hac Vice of Attorney H. Nasif Mahmoud for Patrick Kiley (SEC & CFTC) |
June 16, 2011 |
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Order on Motion For Leave to Depose Trevor Cook by Investor Respondents (Zayed v. Buysse) |
June 10, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order on Receiver's Motion for Leave to File Reply Memorandum (SEC) |
June 10, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on CFTC Motion to Strike the Answer Filed by Defendant Kiley (SEC & CFTC) |
June 10, 2011 |
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Order on the Report and Recommendation of Magistrate Judge Noel; Order on Investor Respondent's Motion to Dismiss; Order on Investor Respondent Anderson's Motion to Dismiss (Zayed v. Buysse) |
June 1, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on SEC Motion to Compel against Defendant Kiley (SEC & CFTC) |
May 25, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Notice of Initial Pretrial Conference (SEC) |
May 24, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order for Reassignment of Related Cases (SEC & CFTC) |
May 24, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on Receiver's Motion for Order Entering Recognized Claim Amounts for Five Disputed Claims (SEC & CFTC) |
May 13, 2011 |
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Order Amending Scheduling Deadlines (Zayed v. Buysse) |
May 10, 2011 |
|
R.J. Zayed et al., v. David Buysse et al., 11-cv-1042 (D. Minn.): Order on Motion to Compel Discovery Related to Claims Against Certain Respondents (Zayed v. Buysse) |
April 29, 2011 |
|
R.J. Zayed et al., v. Michael Kabarec, 11-cv-1104 (D. Minn.): Order of Recusal (Zayed v. Kabarec) |
April 28, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3333 & SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order on Stipulation for Briefing Schedule for Receiver's Motion to Enjoin the Distribution of Certain Funds in Escrow (SEC & CFTC) |
April 27, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Amended Order on Receiver's Motion for an Order for a Rule to Show Cause Against Several Financial Institutions (SEC) |
April 15, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order Confirming Release of Palm City Property from Receivership and Asset Freeze Order (SEC) |
April 13, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order on Receiver's Motion for an Order for a Rule to Show Cause Against Several Financial Institutions (SEC) |
April 12, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order Entering Recognized Claim Amounts and Approving Process for Judicial Resolution of Disputed Claims (SEC & CFTC) |
April 5, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order on Motion to Approve Consent Judgment by United States Securities and Exchange Commission (SEC) |
April 4, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on Stipulation of Dismissal with Prejudice as to Petition and Amended Petition for Return of Receivership Assets (SEC & CFTC) |
April 4, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order on Stipulation between Receiver and Beckmans' regarding Loan for Living and Medical Expenses (SEC) |
April 1, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on Receiver's Motion for Sale of Certain Personal Property in his Possession (SEC & CFTC) |
March 15, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on Receiver's Motion to Approve Settlement Agreement and Release between Receiver, Mesa Holdings, L. Baker and J. Stoebner (SEC & CFTC) |
March 15, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order of Asset Freeze and Other Ancillary Relief to Hollie Beckman (SEC) |
March 11, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): Order of Preliminary Injunction, Asset Freeze and Other Ancillary Relief to Jason Bo-Alan Beckman (SEC) |
March 11, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on the Motion of the United States to Intervene (SEC & CFTC) |
March 10, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.) |
March 8, 2011 |
|
SEC v. Beckman et al., 11-cv-574 (D. Minn.): |
March 8, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Protective Order pursuant to Fed. R. Civ. P. 26(c) Regarding Disclosure of Confidential Information (SEC & CFTC) |
March 2, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order by Magistrate Judge Noel on United States of America's Motion to Seal Document (SEC & CFTC) |
February 23, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order for Dismissal of Wells Fargo Bank, N.A. with Prejudice (SEC & CFTC) |
January 13, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Supplemental Order Concerning Order Approving Interim Distribution Plan and Finalization Procedures (SEC & CFTC) |
January 13, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Notice of Cancellation of Settlement Conference Hearing between Receiver and Respondent, Wells Fargo Bank, N.A. (SEC & CFTC) |
January 12, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order Granting Receiver's Motion for Sale Certain Personal Property in his Possession (SEC & CFTC) |
January 7, 2011 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order by Magistrate Judge Noel on Receiver's Motion to Quash Subpoena (SEC & CFTC) |
December 22, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order that Receiver's Motion to Approve Settlements with Core Alternative Investments and Individual Shareholders is Granted (SEC & CFTC) |
December 8, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on Defendant Trevor Cook's Motion to Vacate/Purge Contempt (SEC & CFTC) |
December 6, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Notice of Settlement Conference between the Receiver and Respondent, Wells Fargo Bank N.A. (SEC & CFTC) |
November 30, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Pretrial Scheduling Order in the Receiver's Summary Proceedings Against Certain Individuals (SEC & CFTC) |
November 17, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Pretrial Scheduling Order in the Receiver's Summary Proceedings Against New York Community Bank and Wells Fargo (SEC & CFTC) |
November 16, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order Denying Trevor Cook's Motion to Vacate/Purge Contempt (SEC & CFTC) |
November 1, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order Approving Interim Distribution Plan and Claim Finalization Procedures (SEC & CFTC) |
November 1, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order Confirming Sale of Tiffany Court Property (SEC & CFTC) |
November 1, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order Confirming Sale of Rainy Lake Property (SEC & CFTC) |
November 1, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Amended Notice of Case Management Conference (SEC & CFTC) |
September 23, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on Receiver's Motion for Sale |
September 17, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order to Allow Deposit of UBS-Related Funds |
September 17, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on Receiver's Motion for Sale of Coins (SEC & CFTC) |
September 17, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Court's Order to Show Cause (SEC & CFTC) |
August 12, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on Summary Proceedings (SEC & CFTC) |
July 20, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on Receiver's Motions Regarding the Bergs (SEC & CFTC) |
June 16, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on Receiver's Motions regarding Property in Canada (SEC & CFTC) |
June 1, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on Receiver's Motions for Sale of Personal Property in its Possession (SEC & CFTC) |
May 28, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order on Receiver's Motions for Sale of Certain Personal Property in its Possession (SEC & CFTC) |
May 6, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order regarding Gina Cook (SEC & CFTC) |
April 27, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order Authorizing Sale of & Transfer of Title to Specific Assets of the Receivership (SEC & CFTC) |
March 29, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order Confirming the Private Sale of the Van Dusen Mansion Property (SEC & CFTC) |
March 29, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order On Receiver's Motion to Seize Assets and Inspect Forthwith the Residence of Gina & Trevor Cook (SEC & CFTC) |
January 28, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order On SEC/CFTC Motion to Show Cause as to why Defendant Trevor Cook should not be Held in Civil Contempt of the Asset Freeze Orders (SEC & CFTC) |
January 25, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order On Receiver's Motion to Authorize the Hiring of Real Estate Agents and to Publish Notice of Offers for Sale (SEC & CFTC) |
January 21, 2010 |
|
SEC v. Cook et al., 09-cv-3333 & CFTC v. Cook et al., 09-cv-3332 (D. Minn.): Order On Receiver's Motion for Sale of Certain Personal Property in its Possession (SEC & CFTC) |
January 13, 2010 |
Motions Related to Fees
Title |
Date |
Supporting documents |
|
Receiver's Motion to Approve Payment of Fees |
March 29, 2012 |
|
|
Receiver's Motion to Approve Payment of Fees |
February 10, 2012 |
|
|
Receiver's Motion to Approve Payment of Fees |
December 2, 2011 |
|
|
Receiver's Motion to Approve Payment of Fees |
November 9, 2011 |
|
|
Receiver's Motion to Approve Payment of Fees |
October 7, 2011 |
|
|
Receiver's Motion to Approve Payment of Fees |
August 23, 2011 |
|
|
Receiver's Motion to Approve Payment of Fees |
July 14, 2011 |
|
|
Receiver's Motion to Approve Payment of Fees |
June 9, 2011 |
|
|
Receiver's Motion to Approve Payment of Fees |
May 3, 2011 |
|
|
Receiver's Motion to Approve Payment of Fees |
March 31, 2011 |
|
|
Receiver's Motion to Approve Payment of Fees |
February 24, 2011 |
|
|
Receiver's Motion to Approve Payment of Fees |
January 21, 2011 |
|
|
Receiver's Motion to Approve Payment of Fees |
December 23, 2010 |
|
|
Receiver's Motion to Approve Payment of Fees |
November 24, 2010 |
|
|
Receiver's Motion to Approve Payment of Fees |
November 9, 2010 |
|
|
Receiver's Motion to Approve Payment of Fees |
October 20, 2010 |
|
|
Receiver's Motion to Approve Payment of Fees |
September 28, 2010 |
|
|
Receiver's Motion to Approve Payment of Fees |
August 26, 2010 |
|
|
Receiver's Motion to Approve Payment of Fees |
July 26, 2010 |
|
|
Receiver's Motion to Approve Payment of Fees |
June 23, 2010 |
|
|
Receiver's Motion to Approve Payment of Fees |
May 18, 2010 |
|
|
Receiver's Motion to Approve Payment of Fees |
April 12, 2010 |
|
|
Receiver's Motion to Approve Payment of Fees |
March 16, 2010 |
|
|
Receiver's Motion to Approve Payment of Fees |
February 16, 2010 |
|
|
Receiver's Motion to Approve Payment of Fees |
January 19, 2010 |
|
|
Receiver's Motion to Approve Payment of Fees |
December 16, 2009 |
|
Court Orders issued by Chief United States District Judge Michael J. Davis Related to Fees
Title |
Date Issued |
|
Court's Order for January/February 2012 Fees Incurred by the Receiver |
April 12, 2012 |
|
Court's Order for November/December 2011 Fees Incurred by the Receiver (SEC & CFTC) |
February 24, 2012 |
|
Court's Order for October 2011 Fees Incurred by the Receiver (SEC & CFTC) |
December 16, 2011 |
|
Court's Order for September 2011 Fees Incurred by the Receiver (SEC & CFTC) |
November 23, 2011 |
|
Court's Order for August 2011 Fees Incurred by the Receiver (SEC & CFTC) |
October 21, 2011 |
|
Court's Order for June/July 2011 Fees Incurred by the Receiver (SEC & CFTC) |
September 6, 2011 |
|
Court's Order for May 2011 Fees Incurred by the Receiver (SEC & CFTC) |
August 12, 2011 |
|
Court's Order for April 2011 Fees Incurred by the Receiver (SEC & CFTC) |
June 27, 2011 |
|
Court's Order for March 2011 Fees Incurred by the Receiver (SEC & CFTC) |
May 17, 2011 |
|
Court's Order for February 2011 Fees Incurred by the Receiver (SEC & CFTC) |
April 19, 2011 |
|
Court's Order for January 2011 Fees Incurred by the Receiver (SEC & CFTC) |
March 15, 2011 |
|
Court's Order for December 2010 Fees Incurred by the Receiver (SEC & CFTC) |
February 4, 2011 |
|
Court's Order for November 2010 Fees Incurred by the Receiver (SEC & CFTC) |
January 6, 2011 |
|
Court's Order for October 2010 Fees Incurred by the Receiver (SEC & CFTC) |
December 9, 2010 |
|
Court's Order for September 2010 Fees Incurred by the Receiver (SEC & CFTC) |
November 9, 2010 |
|
Court's Order for August 2010 Fees Incurred by the Receiver (SEC & CFTC) |
October 8, 2010 |
|
Court's Order for July 2010 Fees Incurred by the Receiver (SEC & CFTC) |
September 3, 2010 |
|
Court's Order for June 2010 Fees Incurred by the Receiver (SEC & CFTC) |
August 6, 2010 |
|
Court's Order for May 2010 Fees Incurred by the Receiver (SEC & CFTC) |
June 30, 2010 |
|
Court's Order for April 2010 Fees Incurred by the Receiver (SEC & CFTC) |
May 28, 2010 |
|
Court's Order for March 2010 Fees Incurred by the Receiver (SEC & CFTC) |
April 20, 2010 |
|
Court's Order for February 2010 Fees Incurred by the Receiver (SEC & CFTC) |
March 29, 2010 |
|
Court's Order for January 2010 Fees Incurred by the Receiver (SEC & CFTC) |
March 2, 2010 |
|
Court's Order for December 2009 Fees Incurred by the Receiver (SEC & CFTC) |
January 21, 2010 |
|
Court's Order for November 2009 Fees Incurred by the Receiver (SEC & CFTC) |
December 21, 2009 |
Miscellaneous Correspondence
Title |
Date Issued |
|
Receiver's Letter Regarding Tax Treatment of the interim distribution |
December 21, 2010 |
|
Receiver's letter to Millennium Trust Company, LLC Concerning Valuation of Assets |
March 10, 2010 |
Sentencing-Related Documents
- Defendant Trevor Gilson Cook's Sentencing Memorandum filed August 17, 2010.
-
Letter from Paul J. Walsh, CPA to Counsel for Trevor Cook filed August 17, 2010.
-
Government's Position Regarding Sentencing filed August 20, 2010.
-
Representations and Waiver of Statute of Limitations filed August 20, 2010.